
Events & Causes
of the War of Northern Aggression
"That
the one thing which is "wholly and eternally wrong" is the effort of
so-called statesmen to inject one-sided and jaundiced sentiments into the youth
of the country in either section. Such sentiments are neither consistent with
the truth of history, nor conducive to the future welfare and unity of the
Republic. The assumption on either side of all the righteousness and all the
truth would produce a belittling arrogance, and an offensive intolerance of the
opposing section; or, if either section could be persuaded that it was
"wholly and eternally wrong," it would inevitably destroy the
self-respect and manhood of its people."
John B. Gordon, Maj. Gen. CSA
Authors Note: Presented below are issues of the conflict between the North and the South from end of the Revolutionary War to the surrender of General Lee in 1865. The cause of the War of Northern Aggression was not about SLAVERY. The southern states seceded from the Union for several reasons that can be broadly summarized as 1. State Rights Issues 2. Unequal Representation Issues and 3. Unfair Taxation Issues. In presentation of this historical information and Legislated Issues it may, at some points, seem that slavery could be construed as a cause of the war. However, given the presence of slavery in both Northern and Southern states, the issue of the State's right to govern itself and the unfair representation in the Houses of Congress as a result of these legislations is the central core of the South's attempt to form an independent Nation.
Introduction:
Before We broke from England, our government existed under the terms of the Articles of Confederation. Our founding fathers wanted a weak central government to avoid the opression and tyranny they were getting from Britain. Under the Articles, powers were divided among the individual states. There was a central government but its task was menial. This form of government worked fine for the colonies, but after the Revolution everyone knew there had to be change. The original Articles were flawed. Two parties formed and heated debates began. One camp(Anti-Federalist) wanted to stick with an amended version of the Articles, keeping power with the individual states. Another camp(Federalist) wanted to bring in the National government and give it a few more powers, but build it with a system of checks and balances that would prohibit any undue opression by a central power. A convention was held in Philadelphia for the sole purpose of amending the Articles. When delegates began arriving, the Federalist camp decided they were going to have a Constitutional Convention and draft a new Constitution. Many of the southern delegates were angered at this and some left when the Federalist delegates (who were the majority in attendance) refused to consider amending the Articles. When a few tried to return, they found the doors locked and were not let back in. So what the history books always show as a great, happy, nostalgic convention, where our new government was unanimously decided on, is a bit twisted. From the founding moments of our Constitution, the issue of States Rights versus a stronger Federal government remained unanswered.
The differences in the Northern and Southern economies varied greatly. The North was quickly becoming a strong industrial society. There were several factors of industrialization that came into play here.
The Erie Canal was a engineering marvel of its day. Before the Canal, settlements were confined to the eastern seaboard. The Appalachian Mountains were a obstacle to westward movement. Only the Mohawk River Valley in New York offered both land and water passage through the mountains. Governor De Witt Clinton of New York envisioned a better way. By 1817 plans for a man-made waterway fed by the Mohawk River by passing its waterfalls and rapids had been made. The plan created the Erie Canal which connected Albany and the Hudson in the east with Buffalo and the Great Lakes in the west. Roads had to be built every step of the way as work progressed to bring in supplies, except for a few places where black powder was used to blast through rock formations. All 363 miles were built by the muscle power of men and horses alone. When completed in 1825, the Erie Canal traversed New York. It turned New York Harbor into America's number one port. Immigrants to America, in search of new lands and new opportunities in the west, crowded canal boats. Cities and industries along the canal developed and flourished. The Erie Canal brought prosperity to Syracuse and to America. The Canal proved to be the key that unlocked an enormous series of social and economic changes in the young nation. The Erie Canal spurred the first westward movement of American settlers. It gave access to the rich land and resources west of the Appalachians and made New York a preeminent commercial city in the United States. The Erie Canal was a cause of the Civil War for a few reasons. The people in the North had freedom. They wanted to prove to the South that free men could build the Canal and that they didn't need slaves. Also people down South were being taxed for the Canal but they weren't using it. The South felt that they were starting to fall behind in industrialization. These factors contributed to the Civil War.
Another form of
transportation that was used was the railroads of 1830-1860. The earliest
railroads in the United States were short wooden tramways connecting mines or
quarries with nearby streams. The first passengers carried were in January, 1830
by single cars pulled by horses. Railroads opened in the early 1830's by steam
power. This included the Mohawk and Hudson. By 1835 railroads ran from Boston to
Lowell. By then, more than a 1000 miles of railway were in operation. Every
Middle Atlantic and New England state, except Vermont, had some rail mileage by
1838. During the 1840's more than 6000 miles of new track were built. The
national total by 1850 grew to just over 9,000 miles. Most of the track was in
the Eastern states.
The
locomotive was equipped with bells, whistles, and headlights. Railroads did not
put up fences and accidents became common. Accidents happened when locomotives
and coaches derailed and couplers came apart and the axles broke.
Every Southern state built new railroads in the decade, and Virginia, Georgia and Tennessee had more than 1,200 miles of railroads on the eve of the Civil War. The states of the West saw the fastest and most important rail construction of the prewar period. The Civil War was the first American conflict in which railroads played a important part. They carried a heavy traffic of troops and war supplies for both sides. Without railroads the war would have been much different.
The Industrial Revolution was a time when such things as railroads and the Erie Canal became of incredible use. It was a time of dramatic change, and transformation from hand made tools to machine manufactured items and mass produced goods. One of the first industrial revolutions occurred in the cotton industry. At first workers would buy raw materials from merchants and take it back to their homes. It was efficient but productivity was low making costs higher. Since the cotton industry was so large it made slaves high in demand. The Southernors had many slave plantations that harvested the cotton. Most of the Northernors didn't feel that slavery was right. This angered the North which triggered a dispute.
A spinning wheel was used to weave yarn or cotton into long strands. It would take a woman a very long time to make a good piece of cotton. A man named Eli Whitney invented a machine that would separate and clean the cotton at the same time. It was called the Cotton Gin. The machine could clean as much cotton in a day as fifty people could do by hand. Whitney also invented Interchangeable Parts. Interchangeable parts are parts that have the same design as others. This made it possible to replace broken parts with any new part. This led to mass production. Whitney proved this by going to Thomas Jefferson with ten muskets and by taking them apart and mixing up the pieces. He then reassembled ten new muskets from the mixed parts.
Due to the industrial revolution many small towns evolved into large industrial cities. Many farmers moved to the cities to find work or they sent their boys because the industrial revolution made the farm work much easier and didn't require them. The cities could not support many of the farmers because there were too many of them looking for jobs. Those who worked earned very low wages. This was very bad for our country. A good thing was that there was advancement in technology. Many new machines were invented that replaced hard labor, such as the cotton gin. Also it was a period of new and better modes of transportation. The steam engine was of great use. It made it possible trains and steam ships. Travel became much faster and much cheaper. The steam engine allowed factories and cities to move farther from rivers or water sources. The production of interchangeable parts was the start of the assembly line. The assembly line led to the creation of many jobs. The line would have different sections where people would do different tasks. Agriculture changed as many of the small farming towns turned into large cities. Pollution increased and working conditions were harmful. Women and children were employed and had to work long and hard hours. The industrial revolution led to the mass production of guns and war supplies which effected the Civil War dramatically.
Representation
Issues Brought About by Legislative Inequalities
The Missouri Compromise
The Missouri Compromise was an effort by Congress to defuse the sectional and political rivalries triggered by the request of Missouri late in 1819 for admission as a state in which slavery would be permitted. At the time, the United States contained twenty-two states, evenly divided between slave and free. Admission of Missouri as a slave state would upset that balance; it would also set a precedent for congressional acquiescence in the expansion of slavery. Earlier in 1819, when Missouri was being organized as a territory, Representative James Tallmadge of New York had proposed an amendment that would ultimately have ended slavery there; this effort was defeated, as was a similar effort by Representative John Taylor of New York regarding Arkansas Territory.
The extraordinarily bitter debate over
Missouri's application for admission ran from December 1819 to March 1820.
Northerners, led by Senator Rufus King of New York, argued that Congress had the
power to prohibit slavery in a new state. Southerners like Senator William
Pinkney of Maryland held that new states had the same freedom of action as the
original thirteen and were thus free to choose slavery if they wished. After the
Senate and the House passed different bills and deadlock threatened, a
compromise bill was worked out with the following provisions: (1) Missouri was
admitted as a slave state and Maine (formerly part of Massachusetts) as free,
and (2) except for Missouri, slavery was to be excluded from the Louisiana
Purchase lands north of latitude 36°30 .
The Missouri Compromise was criticized by many southerners because it established the principle that Congress could make laws regarding slavery; northerners, on the other hand, condemned it for acquiescing in the expansion of slavery (though only south of the compromise line). Nevertheless, the act helped hold the Union together for more than thirty years. It was repealed by the Kansas-Nebraska Act of 1854, which established popular sovereignty (local choice) regarding slavery in Kansas and Nebraska, though both were north of the compromise line. Three years later, the Supreme Court in the Dred Scott case declared the Missouri Compromise unconstitutional, on the ground that Congress was prohibited by the Fifth Amendment from depriving individuals of private property without due process of law.
Wilmot Proviso
In the early 1820’s, Americans were invited by the Mexican government, which was pushing for development, to settle and farm on the borderland of Texas. After more and more Americans settled (around 20,000 Americans and 4,000 slaves), a push for independence from Mexico ensued. After a short war between the settlers and Mexico, President Jackson recognized Texas’ independence which thus became known as the Republic of Texas (sound familiar?).
The Mexican government refused to acknowledge the independence of Texas, and turned down a United States offer to buy the territory, as well as lands in California and the southwest. Most in Texas and in the U.S. wanted to admit the territory in as a new state. So, General Zachary Taylor led his troops to the southern border of Texas, the Rio Grande River. The Mexicans, however, believed the border to be to the north of the Rio Grande, and that Taylor had crossed into Mexican territory, thus carrying out an act of aggression. After a border incident where an American was killed, President James Polk was able to convince Congress to declare war. The Mexican War of 1846 was the result.
The War was rather short, and the heavily outnumbered, but better organized, American troops were able to defeat Mexico, but at a heavy cost. 104,556 Americans served in the Mexican War, and 13,768 were killed; the highest death rate of any American war up to that time.
What does the Mexican War which occurred in 1846 have to do with the Civil War which started in 1861? After America defeated the Mexicans, we not only acquired the Texas territory, but also the California and New Mexico territories (Nevada, Utah, Arizona, New Mexico, and parts of Oklahoma, Colorado, and Wyoming). Now the question of whether or not these territories would allow slavery came to the surface. Northerners were basically against fighting the War for the cause of slavery expansion (simply because it was not a cause that directly involved them), and thus they were against any results of the War that would indicate such a cause. However, since most of these new territories were south of the Missouri Compromise line, Southerners argued they had the right to expand slavery to those new territories.
In August of 1847 Congressman David Wilmot of Pennsylvania attached a proviso to an amendment that would exclude slavery from the newly acquired territories. Although the House voted for it twice, the Senate defeated the measure. Wilmot’s proviso, although unsuccessful, brought the heated issue of slavery expansion that the Missouri Compromise seemed to fix back to the center of political debate.
Source Used: Don’t Know Much About The
Civil War.
Kenneth Davis, 1996.
WILMOT PROVISO, amendment attached to an appropriations bill adopted in 1846 by the U.S. House of Representatives, proposed by David Wilmot (1814-68), a Democratic representative from Pennsylvania. At the conclusion of the Mexican War, President James Knox Polk requested from Congress the sum of $2 million in order to indemnify the Mexican government for territory annexed by the U.S. The Wilmot Proviso moved to exclude slavery from the acquired territory and was approved by the House on Aug. 8, 1846. The U.S. Senate adjourned without considering the measure and, following a second approval by the House on Feb. 1, 1847, the bill was rewritten by the Senate to exclude the amendment. Because it brought into sharp focus the differences then existing on the slavery question, the proviso was the subject of widespread controversy that resulted in increased hostility between the northern and southern states. The principle of the amendment became the basic policy of both the Free-Soil party and the Republican party
FREE-SOIL PARTY
American political party organized in 1848 on a
platform opposing the extension of slavery. The growing conflict between
proslavery and antislavery
forces in the U.S. was intensified by the acquisition of new territories from
Mexico and the ensuing argument over whether or not slavery would be permitted
in those territories. The defeat of the Wilmot Proviso, which was intended to
prevent the extension of slavery, and the struggle over it in Congress brought
the conflict to a head; the refusal of both the Whig and Democratic parties to
endorse the principles of the proviso convinced opposition groups of the need
for a new party. The major groups involved in the organization of the Free-Soil
party at a convention in Buffalo, N.Y., in 1848 were the abolitionist Liberty
party, the antislavery Whigs, and a radical faction of the New York Democrats,
the Barnburners, who had broken
with
the state party when it came under control of the conservative Hunkers.
The Free-Soil convention nominated Martin Van Buren and Charles Francis Adams as candidates for president and vice-president, respectively, and adopted a platform opposed to the extension of slavery and calling also for a homestead law and a tariff for revenue only. The slogan of the party was "free soil, free speech, free labor, and free men." The party polled 291,263 votes in the election of 1848; it carried no states, but turned the election in New York to the Whigs, and thus played a decisive role in the election of President Zachary Taylor. The party also elected 2 U.S. senators and 14 representatives. The Compromise Measures of 1850 on the extension of slavery caused the return of the Barnburners to the Democratic party and the loss of other allies, but the Free-Soil party continued to function; in 1852, even though it polled fewer votes than four years previously, it increased its representation in Congress. The passage of the Kansas-Nebraska Act in 1854 caused the final breaking of the old party lines and resulted in the formation of the Republican party, into which the Free-Soil party was absorbed.
Concurrent Majority
Calhoun defended the South was through his elaboration of the idea of a "concurrent majority," most famously in his "Disquisition on Government." According to Calhoun, a concurrent majority on any issue is one composed of a concurrence of the most important minority interests in society. A constitution requiring such a majority is one that truly protects the minority from the mere "numerical" majority. Calhoun substitutes the doctrine of minority rights for majority rule by equal individuals as the best way to achieve a balance between liberty and power.
JOHN C. CALHOUN
Calhoun's Disquisition on Government has been called a "deep look at the nature of man and government".[1] Calhoun saw himself as the heir of Thomas Jefferson and the Republican tradition, but hiswas a reactionary Republicanism that rejected both the liberal philosophy of natural rights and the Enlightenment's positivist view of human nature and human societies. According to Calhoun, man is by nature selfish, arrogant, jealous, vengeful and these tendencies must be controlled by the state. There are no natural rights; liberty is a reward and, inevitably, based upon the slavery of others. Calhoun went much further, arguing that there was no United States. He saw this not as a nation, but as an assemblage of nations and critiqued the key founding doctrines expounded by Alexander Hamilton, James Madison, and John Jay in the Federalist Papers. The Disquisition, indeed, re- jects Federalist #1's assumption that institutions can be a product of reflection and reason; #10's theory of the compound republic; #22's doctrine of the numer- ical majority; and #51's separation of powers.[2] According to Calhoun, numerical majorities were as selfish and rapacious as individual men when it came to trampling on minority interests--thus, his solution: the concurrent majority.
THE DISQUISITION ON GOVERNMENT
ln order to have a clear and just conception of the nature and object of government, it is indispensable to understand correctly what that constitution or law of our nature is, in which government originates; or, to express it more fully and accurately-that law, without which government would not, and with which, it must necessarily exist. Without this, it is as impossible to lay any solid foundation for the science of government, as it would be to lay one for that of astronomy, without a like understanding of that constitution or law of the material world, according to which the several bodies composing the solar system mutually act on each other, and by which they are kept in their respective spheres. The first question, accordingly, to be considered is-What is that constitution or law of our nature, without which government would not exist, and with which its existence is necessary?
In considering this, I assume, as an incontestable fact, that man is so constituted as to be a social being. His inclinations and wants, physical and moral, irresistibly impel him to associate with his kind; and he has, accordingly, never been found, in any age or country, in any state other than the social. In no other, indeed, could he exist; and in no other-were it possible for him to exist-could he attain to a full development of his moral and intellectual faculties, or raise himself, in the scale of being, much above the level of the brute creation.
I next assume, also, as a fact not less incontestable, that, while man is so constituted as to make the social state necessary to his existence and the full development of his faculties, this state itself cannot exist without government. The assumption rests on universal experience. In no age or country has any society or community ever been found, whether enlightened or savage, without government of some description.
Having assumed these, as unquestionable phenomena of our nature, I shall, without further remark, proceed to the investigation of the primary and important question--What is that constitution of our nature, which, while it impels man to associate with his kind, renders it impossible for society to exist without government?
The answer will be found in the fact (not less incontestable than either of the others) that, while man is created for the social state, and is accordingly so formed as to feel what affects others, as well as what affects himself, he is, at the same time, so constituted as to feel more intensely what affects him directly, than what affects him indirectly though others; or, to express it differently, he is so constituted, that his direct or individual affections are stronger than his sympathetic or social feelings. I intentionally avoid the expression, selfish feelings, as applicable to the former; because, as commonly used, it implies an unusual excess of the individual over the social feelings, in the person to whom it is applied; and, consequently, something depraved and vicious. My object is, to exclude such inference, and to restrict the inquiry exclusively to facts in their bearings on the subject under consideration, viewed as mere phenomena appertaining to our nature- constituted as it is; and which are as unquestionable as is that of gravitation, or any other phenomenon of the material world.
In asserting that our individual are stronger than our social feelings, it is not intended to deny that there are instances, growing out of peculiar relations-as that of a mother and her infant-or resulting from the force of education and habit over peculiar constitutions, in which the latter have overpowered the former; but these instances are few, and always regarded as something extraordinary. The deep impression they make, whenever they occur, is the strongest proof that they are regarded as exceptions to some general and well understood law of our nature; just as some of the minor powers of the material world are apparently to gravitation.
I might go farther, and assert this to be a phenomenon, not of our nature only, but of all animated existence, throughout its entire range, so far as our knowledge extends. It would, indeed, seem to be essentially connected with the great law of self-preservation which pervades all that feels, from man down to the lowest and most insignificant reptile or insect. In none is it stronger than in man. His social feelings may, indeed, in a state of safety and abundance, combined with high intellectual and moral culture, acquire great expansion and force; but not so great as to overpower this all-pervading and essential law of animated existence.
But that constitution of our nature which makes us feel more intensely what affects us directly than what affects us indirectly through others, necessarily leads to conflict between individuals. Each, in consequence, has a greater regard for his own safety or happiness, than for the safety or happiness of others; and, where these come in opposition, is ready to sacrifice the interests of others to his own. And hence, the tendency to a universal state of conflict, between individual and individual; accompanied by the connected passions of suspicion, jealousy, anger and revenge- followed by insolence, fraud and cruelty-and, if not prevented by some controlling power, ending in a state of universal discord and confusion, destructive of the social state and the ends for which it is ordained. This controlling power, wherever vested, or by whomsoever exercised, is GOVERNMENT.
It follows, then, that man is so constituted, that government is necessary to the existence of society, and society to his existence, and the perfection of his faculties. It follows, also, that government has its origin in this twofold constitution of his nature; the sympathetic or social feelings constituting the remote-and the individual or direct, the proximate cause.
If man had been differently constituted in either particular-if, instead of being social in his nature, he had been created without sympathy for his kind, and independent of others for his safety and existence; or if, on the other hand, he had been so created, as to feel more intensely what affected others than what affected himself (if that were possible) or, even, had this supposed interest been equal-it is manifest that, in either case, there would have been no necessity for government, and that none would ever have existed. But, although society and government are thus intimately connected with and dependent on each other-of the two society is the greater. It is the first in the order of things, and in the dignity of its object; that of society being primary-to preserve and perfect our race; and that of government secondary and subordinate, to preserve and perfect society. Both are, however, necessary to the existence and well-being of our race, and equally of Divine ordination.
I have said-if it were possible for man to be so constituted, as to feel what affects others more strongly than what affects himself, or even as strongly-because, it may be well doubted, whether the stronger feeling or affection of individuals for themselves, combined with a feebler and subordinate feeling or affection for others, is not, in beings of limited reason and faculties, a constitution necessary to their preservation and existence. If reversed-if their feelings and affections were stronger for others than for themselves, or even as strong, the necessary result would seem to be, that all individuality would be lost; and boundless and remediless disorder and confusion would ensue. For each, at the same moment, intensely participating in all the conflicting emotions of those around him, would, of course, forget himself and all that concerned him immediately, in his officious intermeddling with the affairs of all others; which, from his limited reason and faculties, he could neither properly understand nor manage. Such a state of things would, as far as we can see, lead to endless disorder and confusion, not less destructive to our race than a state of anarchy. It would, besides, be remediless-for government would be impossible; or, if it could by possibility exist, its object would be reversed. Selfishness would have to be encouraged, and benevolence discouraged. Individuals would have to be encouraged, by rewards, to become more selfish, and deterred, by punishments, from being too benevolent; and this, too, by a government, administered by those who, on the supposition, would have the greatest aversion for selfishness and the highest admiration for benevolence.
To the Infinite Being, the Creator of all, belongs exclusively the care and superintendence of the whole. He, in his infinite wisdom and goodness, has allotted to every class of animated beings its condition and appropriate functions; and has endowed each with feelings, instincts, capacities, and faculties, best adapted to its allotted condition. To man, he has assigned the social and political state, as best adapted to develop the great capacities and faculties, intellectual and moral, with which he has endowed him; and has, accordingly, constituted him so as not only to impel him into the social state, but to make government necessary for his preservation and well-being.
But government, although intended to protect and preserve society, has itself a strong tendency to disorder and abuse of its powers, as all experience and almost every page of history testify. The cause is to be found in the same constitution of our nature which makes government indispensable. The powers which it is necessary for government to possess, in order to repress violence and preserve order, cannot execute themselves. They must be administered by men in whom, like others, the individual are stronger than the social feelings. And hence, the powers vested in them to prevent injustice and oppression on the part of others, will, if left unguarded, be by them converted into instruments to oppress the rest of the community. That, by which this is prevented, by whatever name called, is what is meant by CONSTITUTION. in its most comprehensive sense, when applied to GOVERNMENT.
Having its origin in the same principle of our nature, constitution stands to government, as government stands to society; and, as the end for which society is ordained, would be defeated without government, so that for which government is ordained would, in a great measure, be defeated without constitution. But they differ in this striking particular. There is no difficulty in forming government. It is not even a matter of choice, whether there shall be one or not. Like breathing, it is not permitted to depend on our volition. Necessity will force it on all communities in some one form or another. Very different is the case as to constitution. Instead of a matter of necessity, it is one of the most difficult tasks imposed on man to form a constitution worthy of the name; while, to form a perfect one-one that would completely counteract the tendency of government to oppression and abuse, and hold it strictly to the great ends for which it is ordained- has thus far exceeded human wisdom, and possibly ever will. From this, another striking difference results. Constitution is the contrivance of man, while government is of Divine ordination. Man is left to perfect what the wisdom of the Infinite ordained, as necessary to preserve the race.
With these rernarks, I proceed to the consideration of the important and difficult question: How is this tendency of government to be counteracted? Or, to express it more fully-How can those who are invested with the powers of government be prevented from employing them, as the means of aggrandizing themselves, instead of using them to protect and preserve society? It cannot be done by instituting a higher power to control the government, and those who administer it. This would be but to change the seat of authority, and to make this bigger power, in reality, the government; with the same tendency, on the part of those who might control its powers, to pervert them into instruments of aggrandizement. Nor can it be done by limiting the powers of government, so as to make it too feeble to be made an instrument of abuse; for, passing by the difficulty of so limiting its powers, without creating a power higher than the government itself to enforce the observance of the limitations, it is a sufficient objection that it would, if practicable, defeat the end for which government is ordained, by making it too feeble to protect and preserve society. The powers necessary for this purpose will ever prove sufficient to aggrandize those who control it, at the expense of the rest of the community.
In estimating what amount of power would be requisite to secure the objects of government, we must take into the reckoning, what would be necessary to defend the community against external, as well as internal dangers. Government must be able to repel assaults from abroad, as well as to repress violence and disorders within. It must not be overlooked, that the human race is not comprehended in a single society or community. The limited reason and faculties of man, the great diversity of language, customs, pursuits, situation and complexion, and the difficulty of intercourse, with various other causes, have, by their operation, formed a great many separate communities, acting independently of each other. Between these there is the same tendency to conflict-and from the same constitution of our nature-as between men individually; and even stronger-because the sympathetic or social feelings are not so strong between different communities, as between individuals of the same community. So powerful, indeed, is this tendency, that it has led to almost incessant wars between contiguous communities for plunder and conquest, or to avenge injuries, real or supposed.
So long as this state of things continues, exigencies will occur, in which the entire powers and resources of the community will be needed to defend its existence. When this is at stake, every other consideration must yield to it. Self-preservation is the supreme law, as well with communities as individuals. And hence the danger of withholding from government the full command of the power and resources of the state; and the great difficulty of limiting its powers consistently with the protection and preservation of the community. And hence the question recurs-By what means can government, without being divested of the full command of the resources of he community, be prevented from abusing its powers?
The question involves difficulties which, from the earliest ages, wise and good men have attempted to overcome-but hitherto with but partial success. For this purpose many devices have been resorted to, suited to the various stages of intelligence and civilization through which our race has passed, and to the different forms of government to which they have been applied. The aid of superstition, ceremonies, education, religion, organic arrangements, both of the government and the community, has been, from time to time, appealed to. Some of the most remarkable of these devices, whether regarded in reference to their wisdom and the skill displayed in their application, or to the permanency of their effects, are to be found in the early dawn of civilization-in the institutions of the Egyptians, the Hindoos, the Chinese, and the Jews. The only materials which that early age afforded for the construction of constitutions, when intelligence was so partially diffused, were applied with consummate wisdom and skill. To their successful application may be fairly traced the subsequent advance of our race in civilization and intelligence, of which we now enjoy the benefits. For, without a constitution-something to counteract the strong tendency of government to disorder and abuse, and to give stability to political institutions-there can be little progress or permanent improvement.
In answering the important question under consideration, it is not necessary to enter into an examination of the various contrivances adopted by these celebrated governments to counteract this tendency to disorder and abuse, nor to undertake to treat of constitution in its most comprehensive sense. What I propose is far more limited-to explain on what principles government must be formed, in order to resist, by its own interior structure-or, to use a single term, organism-the tendency to abuse of power. This structure, or organism, is what is meant by constitution, in its strict and more usual sense; and it is this which distinguishes, what are called, constitutional governments from absolute. It is in this strict and more usual sense that I propose to use the term hereafter.
How government, then, must be constructed, in order to counteract, through its organism, this tendency on the part of those who make and execute the laws to oppress those subject to their operation, is the next question which claims attention.
There is but one way in which this can possibly be done; and that is, by such an organism as will furnish the ruled with the means of resisting successfully this tendency on the part of the rulers to oppression and abuse. Power can only be resisted by power-and tendency by tendency. Those who exercise power and those subject to its exercise-the rulers and the ruled- stand in antagonistic relations to each other. The same constitution of our nature which leads rulers to oppress the ruled-regardless of the object for which government is ordained-will, with equal strength, lead the ruled to resist, when possessed of the means of making peaceable and effective resistance. Such an organism, then, as will furnish the means by which resistance may be systematically and peaceably made on the part of the ruled, to oppression and abuse of power on the part of the rulers, is the first and indispensable step towards forming a constitutional government. And as this can only be effected by or through the right of suffrage-(the right on the part of the ruled to choose their rulers at proper intervals, and to hold them thereby responsible for their conduct)- the responsibility of the rulers to the ruled, through the right of suffrage, is the indispensable and primary principle in the foundation of a constitutional government. When this right is properly guarded, and the people sufficiently enlightened to understand their own rights and the interests of the community, and duly to appreciate the motives and conduct of those appointed to make and execute the laws, it is all-sufficient to give to those who elect, effective control over those they have elected.
I call the right of suffrage the indispensable and primary principle; for it would be a great and dangerous mistake to suppose, as many do, that it is, of itself, sufficient to form constitutional governments. To this erroneous opinion may be traced one of the causes, why so few attempts to form constitutional governments have succeeded; and why, of the few which have, so small a number have had durable existence. It has led, not only to mistakes in the attempts to form such governments, but to their overthrow, when they have, by some good fortune, been correctly formed. So far from being, of itself, sufficient- however well guarded it might be, and however enlightened the people-it would, unaided by other provisions, leave the government as absolute, as it would be in the hands of irresponsible rulers; and with a tendency, at least as strong, towards oppression and abuse of its powers; as I shall next proceed to explain.
The right of suffrage, of itself, can do no more than give complete control to those who elect, over the conduct of those they have elected. In doing this, it accomplishes all it possibly can accomplish. This is its aim- and when this is attained, its end is fulfilled. It can do no more, however enlightened the people, or however widely extended or well guarded the right may be. The sum total, then, of its effects, when most successful, is, to make those elected, the true and faithful representatives of those who elected them- instead of irresponsible rulers-as they would be without it; and thus, by converting it into an agency, and the rulers into agents, to divest government of all claims to sovereignty, and to retain it unimpaired to the community. But it is manifest that the right of suffrage, in making these changes, transfers, in reality, the actual control over the government, from those who make and execute the laws, to the body of the community; and, thereby, places the powers of the government as fully in the mass of the community, as they would be if they, in fact, had assembled, made, and executed the laws themselves, without the intervention of representatives or agents. The more perfectly it does this, the more perfectly it accomplishes its ends; but in doing so, it only changes the seat of authority, without counteracting, in the least, the tendency of the government to oppression and abuse of its powers.
If the whole community had the same interests, so that the interests of each and every portion would be so affected by the action of the government, that the laws which oppressed or impoverished one portion, would necessarily oppress and impoverish all others-or the reverse-then the right of suffrage, of itself, would be all-sufficient to counteract the tendency of the government to oppression and abuse of its powers; and, of course, would form, of itself, a perfect constitutional government. The interest of all being the same, by supposition, as far as the action of the government was concerned, all would have like interests as to what laws should be made, and how they should be executed. All strife and struggle would cease as to who should be elected to make and execute them. The only question would be, who was most fit; who the wisest and most capable of understanding the common interest of the whole. This decided, the election would pass off quietly, and without party discord; as no one portion could advance its own peculiar interest without regard to the rest, by electing a favorite candidate.
But such is not the case. On the contrary, nothing is more difficult than to equalize the action of the government, in reference to the various and diversified interests of the community; and nothing more easy than to pervert its powers into instruments to aggrandize and enrich one or more interests by oppressing and impoverishing the others; and this too, under the operation of laws, couched in general terms-and which, on their face, appear fair and equal. Nor is this the case in some particular communities only. It is so in all; the small and the great-the poor and the rich- irrespective of pursuits, productions, or degrees of civilization-with, however, this difference, that the more extensive and populous the country, the more diversified the condition and pursuits of its population, and the richer, more luxurious, and dissimilar the people, the more difficult is it to equalize the action of the government-and the more easy for one portion of the community to pervert its powers to oppress, and plunder the other.
Such being the case, it necessarily results, that the right of suffrage, by placing the control of the government in the community must, from the same constitution of our nature which makes government necessary to preserve society, lead to conflict among its different interests-each striving to obtain possession of its powers, as the means of protecting itself against the others-or of advancing its respective interests, regardless of the interests of others. For this purpose, a struggle will take place between the various interests to obtain a majority, in order to control the government. If no one interest be strong enough, of itself, to obtain it, a combination will be formed between those whose interests are most alike- each conceding something to the others, until a sufficient number is obtained to make a majority. The process may be slow, and much time may be required before a compact, organized majority can be thus formed; but formed it will be in time, even without preconcert or design, by the sure workings of that principle or constitution of our nature in which government itself originates. When once formed, the community will be divided into two great parties-a major and minor-between which there will be incessant struggles on the one side to retain, and on the other to obtain the majority-and, thereby, the control of the government and the advantages it confers.
So deeply seated, indeed, is this tendency to conflict between the different interests or portions of the community, that it would result from the action of the government itself, even though it were possible to find a community, where the people were all of the same pursuits, placed in the same condition of life, and in every respect, so situated, as to be without inequality of condition or diversity of interests. The advantages of possessing the control of the powers of the government, and, thereby, of its honors and emoluments, are, of themselves, exclusive of all other considerations, ample to divide even such a community into two great hostile parties.
In order to form a just estimate of the full force of these advantages- without reference to any other consideration-it must be remembered, that government-to fulfill the ends for which it is ordained, and more especially that of protection against external dangers-must, in the present condition of the world, be clothed with powers sufficient to call forth the resources of the community, and be prepared, at all times, to command them promptly in every emergency which may possibly arise. For this purpose large establishments are necessary, both civil and military (including naval, where, from situation, that description of force may be required) with all the means necessary for prompt and effective action-such as fortifications, fleets, armories, arsenals, magazines, arms of all descriptions, with well- trained forces, in sufficient numbers to wield them with skill and energy, whenever the occasion requires it. The administration and management of a government with such vast establishments must necessarily require a host of employees, agents, and officers-of whom many must be vested with high and responsible trusts, and occupy exalted stations, accompanied with much influence and patronage. To meet the necessary expenses, large sums must be collected and disbursed; and, for this purpose, heavy taxes must be imposed, requiring a multitude of officers for their collection and disbursement. The whole united must necessarily place under the control of government an amount of honors and emoluments, sufficient to excite profoundly the ambition of the aspiring and the cupidity of the avaricious; and to lead to the formation of hostile parties, and violent party conflicts and struggles to obtain the control of the government. And what makes this evil remediless, through the right of suffrage of itself, however modified or carefully guarded, or however enlightened the people, is the fact that, as far as the honors and emoluments of the government and its fiscal action are concerned, it is impossible to equalize it. The reason is obvious. Its honors and emoluments, however great, can fall to the lot of but a few, compared to the entire number of the community, and the multitude who will seek to participate in them. But, without this, there is a reason which renders it impossible to equalize the action of the government, so far as its fiscal operation extends-which I shall next explain.
Few, comparatively, as they are, the agents and employees of the government constitute that portion of the community who are the exclusive recipients of the proceeds of the taxes. Whatever amount is taken from the community, in the form of taxes, if not lost, goes to them in the shape of expenditures or disbursements. The two-disbursement and taxation- constitute the fiscal action of the government. They are correlatives. What the one takes from the community, under the name of taxes, is transferred to the portion of the community who are the recipients, under that of disbursements. But, as the recipients constitute only a portion of the community, it follows, taking the two parts of the fiscal process together, that its action must be unequal between the payers of the taxes and the recipients of their proceeds. Nor can it be otherwise, unless what is collected from each individual in the shape of taxes, shall be returned to him, in that of disbursements; which would make the process nugatory and absurd. Taxation may, indeed, be made equal, regarded separately from disbursement. Even this is no easy task; but the two united cannot possibly be made equal.
Such being the case, it must necessarily follow, that some one portion of the community must pay in taxes more than it receives back in disbursements; while another receives in disbursements more than it pays in taxes. It is, then, manifest, taking the whole process together, that taxes must be, in effect, bounties to that portion of the community which receives more in disbursements than it pays in taxes; while, to the other which pays in taxes more than it receives in disbursements, they are taxes in reality- burthens, instead of bounties. This consequence is unavoidable. It results from the nature of the process, be the taxes ever so equally laid, and the disbursements ever so fairly made, in reference to the public service.
It is assumed, in coming to this conclusion, that the disbursements are made within the community. The reasons assigned would not be applicable if the proceeds of the taxes were paid in tribute, or expended in foreign countries. In either of these cases, the burthen would fall on all, in proportion to the amount of taxes they respectively paid.
Nor would it be less a bounty to the portion of the community which received back in disbursements more than it paid in taxes, because received as salaries for official services; or payments to persons employed in executing the works required by the government; or furnishing it with its various supplies; or any other description of public employment- instead of being bestowed gratuitously. It is the disbursements which give additional, and, usually, very profitable and honorable employments to the portion of the community where they are made. But to create such employments, by disbursements, is to bestow on the portion of the community to whose lot the disbursements may fall, a far more durable and lasting benefit-one that would add much more to its wealth and population- than would the bestowal of an equal sum gratuitously: and hence, to the extent that the disbursements exceed the taxes, it may be fairly regarded as a bounty. The very reverse is the case in reference to the portion which pays in taxes more than it receives in disbursements. With them, profitable employments are diminished to the same extent, and population and wealth correspondingly decreased.
The necessary result, then, of the unequal fiscal action of the government is, to divide the community into two great classes; one consisting of those who, in reality, pay the taxes, and, of course, bear exclusively the burthen of supporting the government; and the other, of those who are the recipients of their proceeds, through disbursements, and who are, in fact, supported by the government; or, in fewer words, to divide it into taxpayers and tax-consumers.
But the effect of this is to place them in antagonistic relations, in reference to the fiscal action of the government, and the entire course of policy therewith connected. For, the greater the taxes and disbursements, the greater the gain of the one and the loss of the other-and vice versa; and consequently, the more the policy of the government is calculated to increase taxes and disbursements, the more it will be favored by the one and opposed by the other.
The effect, then, of every increase is, to enrich and strengthen the one, and impoverish and weaken the other. This, indeed, may be carried to such an extent, that one class or portion of the community may be elevated to wealth and power, and the other depressed to abject poverty and dependence, simply by the fiscal action of the government; and this too, through disbursements only-even under a system of equal taxes imposed for revenue only. If such may be the effect of taxes and disbursements, when confined to their legitimate objects-that of raising revenue for the public service-some conception may be formed, how one portion of the community may be crushed, and another elevated on its ruins, by systematically perverting the power of taxation and disbursement, for the purpose of aggrandizing and building up one portion of the community at the expense of the other. That it will be so used, unless prevented, is, from the constitution of man, just as certain as that it can be so used; and that, if not prevented, it must give rise to two parties, and to violent conflicts and struggles between them, to obtain the control of the government, is, for the same reason, not less certain.
Nor is it less certain, from the operation of all these causes, that the dominant majority, for the time, would have the same tendency to oppression and abuse of power, which, without the right of suffrage, irresponsible rulers would have. No reason, indeed, can be assigned, why the latter would abuse their power, which would not apply, with equal force, to the former. The dominant majority, for the time, would, in reality, through the right of suffrage, be the rulers-the controlling, governing, and irresponsible power; and those who make and execute the laws would, for the time, be, in reality, but their representatives and agents.
Nor would the fact that the former would constitute a majority of the community, counteract a tendency originating in the constitution of man; and which, as such, cannot depend on the number by whom the powers of the government may be wielded. Be it greater or smaller, a majority or minority, it must equally partake of an attribute inherent in each individual composing it; and, as in each the individual is stronger than the social feelings, the one would have the same tendency as the other to oppression and abuse of power. The reason applies to government in all its forms--whether it be that of the one, the few, or the many. In each there must, of necessity, be a governing and governed--a ruling and a subject portion. The one implies the other; and in all, the two bear the same relation to each other-and have, on the part of the governing portion, the same tendency to oppression and abuse of power. Where the majority is that portion, it matters not how its powers may be exercised-whether directly by themselves, or indirectly, through representatives or agents. Be it which it may, the minority, for the time, will be as much the governed or subject portion, as are the people in an aristocracy, or the subjects in a monarchy. The only difference in this respect is, that in the government of a majority, the minority may become the majority, and the majority the minority, through the right of suffrage; and thereby change their relative positions, without the intervention of force and revolution. But the duration, or uncertainty of the tenure, by which power is held, cannot, of itself, counteract the tendency inherent in government to oppression and abuse of power. On the contrary, the very uncertainty of the tenure, combined with the violent party warfare which must ever precede a change of parties under such governments, would rather tend to increase than diminish the tendency to oppression.
As, then, the right of suffrage, without some other provision, cannot counteract this tendency of government, the next question for consideration is--What is that other provision? This demands the most serious consideration; for of all the questions embraced in the science of government, it involves a principle, the most important, and the least understood; and when understood, the most difficult of application in practice. It is, indeed, emphatically, that principle which makes the constitution, in its strict and limited sense.
From what has been said, it is manifest, that this provision must be of a character calculated to prevent any one interest, or combination of interests, from using the powers of government to aggrandize itself at the expense of the others. Here lies the evil: and just in proportion as it shall prevent, or fail to prevent it, in the same degree it will effect, or fail to effect the end intended to be accomplished. There is but one certain mode in which this result can be secured; and that is, by the adoption of some restriction or limitation, which shall so effectually prevent any one interest, or combination of interests, from obtaining the exclusive control of the government, as to render hopeless all attempts directed to that end. There is, again, but one mode in which this can be effected; and that is, by taking the sense of each interest or portion of the community, which may be unequally and injuriously affected by the action of the government, separately, through its own majority, or in some other way by which its voice may be fairly expressed; and to require the consent of each interest, either to put or to keep the government in action. This, too, can be accomplished only in one way--and that is, by such an organism of the government--and, if necessary for the purpose, of the community also--as will, by dividing and distributing the powers of government, give to each division or interest, through its appropriate organ, either a concurrent voice in making and executing the laws, or a veto on their execution. It is only by such an organism, that the assent of each can be made necessary to put the government in motion; or the power made effectual to arrest its action, when put in motion-and it is only by the one or the other that the different interests, orders, classes, or portions, into which the community may be divided, can be protected, and all conflict and struggle between them prevented-by rendering it impossible to put or to keep it in action, without the concurrent consent of all.
Such an organism as this, combined with the right of suffrage, constitutes, in fact, the elements of constitutional government. The one, by rendering those who make and execute the laws responsible to those on whom they operate, prevents the rulers from oppressing the ruled; and the other, by making it impossible for any one interest or combination of interests or class, or order, or portion of the community, to obtain exclusive control, prevents any one of them from oppressing the other. It is clear, that oppression and abuse of power must come, if at all, from the one or the other quarter. From no other can they come. It follows, that the two, suffrage and proper organism combined, are sufficient to counteract the tendency of government to oppression and abuse of power; and to restrict it to the fulfilment of the great ends for which it is ordained.
In coming to this conclusion, I have assumed the organism to be perfect, and the different interests, portions, or classes of the community, to be sufficiently enlightened to understand its character and object, and to exercise, with due intelligence, the right of suffrage. To the extent that either may be defective, to the same extent the government would fall short of fulfilling its end. But this does not impeach the truth of the principles on which it rests. In reducing them to proper form, in applying them to practical uses, all elementary principles are liable to difficulties; but they are not, on this account, the less true, or valuable. Where the organism is perfect, every interest will be truly and fully represented, and of course the whole community must be so. It may be difficult, or even impossible, to make a perfect organism-but, although this be true, yet even when, instead of the sense of each and of all, it takes that of a few great and prominent interests only, it would still, in a great measure, if not altogether, fulfil the end intended by a constitution. For, in such case, it would require so large a portion of the community, compared with the whole, to concur, or acquiesce in the action of the government, that the number to be plundered would be too few, and the number to be aggrandized too many, to afford adequate motives to oppression and the abuse of its powers. Indeed, however imperfect the organism, it must have more or less effect in diminishing such tendency.
It may be readily inferred, from what has been stated, that the effect of organism is neither to supersede nor diminish the importance of the right of suffrage; but to aid and perfect it. The object of the latter is, to collect the sense of the community. The more fully and perfectly it accomplishes this, the more fully and perfectly it fulfils its end. But the most it can do, of itself, is to collect the sense of the greater number; that is, of the stronger interests, or combination of interests; and to assume this to be the sense of the community. It is only when aided by a proper organism, that it can collect the sense of the entire community-of each and all its interests; of each, through its appropriate organ, and of the whole, through all of them united. This would truly be the sense of the entire community; for whatever diversity each interest might have within itself-as all would have the same interest in reference to the action of the government, the individuals composing each would be fully and truly represented by its own majority or appropriate organ, regarded in reference to the other interests. In brief, every individual of every interest might trust, with confidence, its majority or appropriate organ, against that of every other interest.
It results, from what has been said, that there are two different modes in which the sense of the community may be taken; one, simply by the right of suffrage, unaided; the other, by the right through a proper organism. Each collects the sense of the majority. But one regards numbers only, and considers the whole community as a unit, having but one common interest throughout; and collects the sense of the greater number of the whole, as that of the community. The other, on the contrary, regards interests as well as numbers- considering the community as made up of different and conflicting interests, as far as the action of the government is concerned; and takes the sense of each, through its majority or appropriate organ, and the united sense of all, as the sense of the entire community. The former of these I shall call the numerical, or absolute majority; and the latter, the concurrent, or constitutional majority. I call it the constitutional majority, because it is an essential element in every constitutional government-be its form what it may. So great is the difference, politically speaking, between the two majorities, that they cannot be confounded, without leading to great and fatal errors; and yet the distinction between them has been so entirely overlooked, that when the term majority is used in political discussions, it is applied exclusively to designate the numerical-as if there were no other. Until this distinction is recognized, and better understood, there will continue to be great liability to error in properly constructing constitutional governments, especially of the popular form, and of preserving them when properly constructed. Until then, the latter will have a strong tendency to slide, first, into the government of the numerical majority, and, finally, into absolute government of some other form. To show that such must be the case, and at the same time to mark more strongly the difference between the two, in order to guard against the danger of overlooking it, I propose to consider the subject more at length.
The first and leading error which naturally arises from overlooking the distinction referred to, is, to confound the numerical majority with the people; and this so completely as to regard them as identical. This is a consequence that necessarily results from considering the numerical as the only majority. All admit, that a popular government, or democracy, is the government of the people; for the terms imply this. A perfect government of the kind would be one which would embrace the consent of every citizen or member of the community; but as this is impracticable, in the opinion of those who regard the numerical as the only majority, and who can perceive no other way by which the sense of the people can be taken-they are compelled to adopt this as the only true basis of popular government, in contradistinction to governments of the aristocratical or monarchical form. Being thus constrained, they are, in the next place, forced to regard the numerical majority, as, in effect, the entire people; that is, the greater part as the whole; and the government of the greater part as the government of the whole. It is thus the two come to be confounded, and a part made identical with the whole. And it is thus, also that all the rights, powers, and immunities of the whole people come to be attributed to the numerical majority; and, among others, the supreme, sovereign authority of establishing and abolishing governments at pleasure.
This radical error, the consequence of confounding the two, and of regarding the numerical as the only majority, has contributed more than any other cause, to prevent the formation of popular constitutional governments-and to destroy them even when they have been formed. It leads to the conclusion that, in their formation and establishment nothing more is necessary than the right of suffrage-and the allotment to each division of the community a representation in the government, in proportion to numbers. If the numerical majority were really the people; and if, to take its sense truly, were to take the sense of the people truly, a government so constituted would be a true and perfect model of a popular constitutional government; and every departure from it would detract from its excellence. But, as such is not the case-as the numerical majority, instead of being the people, is only a portion of them- such a government, instead of being a true and perfect model of the people's government, that is, a people self-governed, is but the government of a part, over a part-the major over the minor portion.
But this misconception of the true elements of constitutional government does not stop here. It leads to others equally false and fatal, in reference to the best means of preserving and perpetuating them, when, from some fortunate combination of circumstances, they are correctly formed. For they who fall into these errors regard the restrictions which organism imposes on the will of the numerical majority as restrictions on the will of the people, and, therefore, as not only useless, but wrongful and mischievous And hence they endeavor to destroy organism, under the delusive hope of making government more democratic.
Such are some of the consequences of confounding the two, and of regarding the numerical as the only majority. And in this may be found the reason why so few popular governments have been properly constructed, and why, of these few, so small a number have proved durable. Such must continue to be the result, so long as these errors continue to be prevalent.
There is another error, of a kindred character, whose influence contributes much to the same results: I refer to the prevalent opinion, that a written constitution, containing suitable restrictions on the powers of government, is sufficient, of itself, without the aid of any organism-except such as is necessary to separate its several departments, and render them independent of each other-to counteract the tendency of the numerical majority to oppression and the abuse of power.
A written constitution certainly has many and considerable advantages; but it is a great mistake to suppose, that the mere insertion of provisions to restrict and limit the powers of the government, without investing those for whose protection they are inserted with the means of enforcing their observance, will be sufficient to prevent the major and dominant party from abusing its powers. Being the party in possession of the government, they will, from the same constitution of man which makes government necessary to protect society, be in favor of the powers granted by the constitution, and opposed to the restrictions intended to limit them. As the major and dominant party, they will have no need of these restrictions for their protection. The ballot box, of itself, would be ample protection to them. Needing no other, they would come, in time, to regard these limitations as unnecessary and improper restraints-and endeavor to elude them, with the view of increasing their power and influence.
The minor, or weaker party, on the contrary, would take the opposite direction-and regard them as essential to their protection against the dominant party. And, hence, they would endeavor to defend and enlarge the restrictions, and to limit and contract the powers. But where there are no means by which they could compel the major party to observe the restrictions, the only resort left them would be, a strict construction of the constitution, that is, a construction which would confine these powers to the narrowest limits which the meaning of the words used in the grant would admit.
To this the major party would oppose a liberal construction-one which would give to the words of the grant the broadest meaning of which they were susceptible. It would then be construction against construction; the one to contract, and the other to enlarge the powers of the government to the utmost. But of what possible avail could the strict construction of the minor party be, against the liberal interpretation of the major, when the one would have all the powers of the government to carry its construction into effect-and the other be deprived of all means of enforcing its construction? In a contest so unequal, the result would not be doubtful. The party in favor of the restrictions would be overpowered. At first, they might command some respect, and do something to stay the march of encroachment; but they would, in the progress of the contest, be regarded as mere abstractionists; and, indeed, deservedly, if they should indulge the folly of supposing that the party in possession of the ballot box and the physical force of the country, could be successfully resisted by an appeal to reason, truth, justice, or the obligations imposed by the constitution. For when these, of themselves, shall exert sufficient influence to stay the hand of power, then government will be no longer necessary to protect society, nor constitutions needed to prevent government from abusing its powers. The end of the contest would be the subversion of the constitution, either by the undermining process of construction-where its meaning would admit of possible doubt-or by substituting in practice what is called partyusage, in place of its provisions-or, finally, when no other contrivance would subserve the purpose, by openly and boldly setting them aside. By the one or the other, the restrictions would ultimately be annulled, and the government be converted into one of unlimited powers.
Nor would the division of government into separate, and, as it regards each other, independent departments, prevent this result. Such a division may do much to facilitate its operations, and to secure to its administration greater caution and deliberation; but as each and all the departments- and, of course, the entire government-would be under the control of the numerical majority, it is too clear to require explanation, that a mere distribution of its powers among its agents or representatives, could do little or nothing to counteract its tendency to oppression and abuse of power. To effect this, it would be necessary to go one step further, and make the several departments the organs of the distinct interests or portions of the community; and to clothe each with a negative on the others. But the effect of this would be to change the government from the numerical into the concurrent majority.
Having now explained the reasons why it is so difficult to form and preserve popular constitutional government, so long as the distinction beeen the two majorities is overlooked, and the opinion prevails that a written constitution, with suitable restrictions and a proper division of its powers, is sufficient to counteract the tendency of the numerical majority to the abuse of its power-I shall next proceed to explain, more fully, why the concurrent majority is an indispensable element in forming constitutional governments; and why the numerical majority, of itself, must, in all cases, make governments absolute.
The necessary consequence of taking the sense of
the community by the concurrent majority is, as has been explained, to give to
each interest or portion of the community a negative on the others. It is this
mutual negative among its various conflicting interests, which invests each with
the power of protecting itself-and places the rights and safety of each, where
only they can be securely placed, under its own guardianship. Without this there
can be no systematic, peaceful, or effective resistance to the natural tendency
of each to come into conflict with the others: and without this there can be no
constitution. It is this negative power-the power of preventing or arresting the
action of the government-be it called by what term it may-veto, interposition,
nullification, check, or balance of power- which, in fact, forms the
constitution. They are all but different names for the negative power. In all
its forms, and under all its names, it results from the concurrent majority.
Without this there can be no negative; and, without a negative, no constitution.
The assertion is true in reference to all constitutional governments, be their
forms what they may. It is, indeed, the negative power which makes the
constitution-and the positive which makes the government. The one is the power
of acting- and the other the power of preventing or arresting action. The two,
combined, make constitutional governments.
But, as there can be no constitution without the
negative power, and no negative power without the concurrent majority--it
follows, necessarily, that where the numerical majority has the sole control of
the government, there can be no constitution; as constitution implies limitation
or restriction--and, of course, is inconsistent with the idea of sole or
exclusive power. And hence, the numerical, unmixed with the concurrent majority,
necessarily forms, in all cases, absolute government.
It is, indeed, the single, or one power, which
excludes the negative, and constitutes absolute government; and not the number
in whom the power is vested. The numerical majority is as truly a single
power, and excludes the negative as completely as the absolute government of
one, or of the few. The former is as much the absolute government of the
democratic, or popular form, as the latter of the monarchical or aristocratical.
It has, accordingly, in common with them, the same tendency to oppression and
abuse of power.
Constitutional governments, of whatever form, are, indeed, much more similar to each other, in their structure and character, than they are, respectively, to the absolute governments, even of their own class. All constitutional governments, of whatever class they may be, take the sense of the community by its parts--each through its appropriate organ; and regard the sense of all its parts, as the sense of the whole. They all rest on the right of suffrage, and the responsibility of rulers, directly or indirectly. On the contrary, all absolute governments, of whatever form, concentrate power in one uncontrolled and irresponsible individual or body, whose will is regarded as the sense of the communi